+852 3594 6776

Serve every customer with heart

Your Needs   Our Focus

Team Profile

  • Wiley O’Yang
    Managing Director

    Wiley O’Yang has about 30 years of experience in accounting, finance and legal profession. He is an expert in various types of equity fundraising activities, including IPO, rights issue, placing and debt transactions, and other financial advisory activities, including mergers and acquisitions, restructuring and privatization. Prior to joining Shanggu Securities, he was the Managing Director for leading investment banks, such as CMBC International, Maybank Kim Eng, UBS, J.P Morgan and BNP Paribas. Wiley has a MBA degree and was graduated from the Chinese University of Hong Kong with a Bachelor of Social Science degree. He was a partner in Reed Smith Richards Butler, a well-known international law firm and is a fellow member of the Association of Chartered Certified Accountants and a member of the Hong Kong Certified Public Accountant and The Law Society of Hong Kong.

  • Alvin Leung
    Managing Director

    Alvin is a Certified Public Accountant in Hong Kong and has over 17 years of investment banking experience in corporate finance and capital markets. Before joining Shanggu Group, he previously worked in leading financial groups including Mizuho, Mitsubishi UFJ and ICBC and acted as their Sponsor Principal to sponsor companies for listing application in Hong Kong. Alvin has been in charge of various Hong Kong IPOs, M&A and pre-IPO transactions for clients in Greater China and other Asian regions. In particular, Alvin has expertise and experience for helping various companies in developing stages for corporate finance and restructuring matters to satisfy their expansion and funding needs at pre-IPO stages and help them prepare for further development and going for listing.

  • James Li
    Managing Director

    James is a member of Hong Kong Certified Public Accountants and has over 18 years of investment and investment banking experience in Asia. Between 2002 and 2006, he worked at the Listing Division of the Hong Kong Stock Exchange focusing on handling and approving IPO applications. Prior to joining Shanggu, he worked at different leading investment banks including CIMB, RBS, JP Morgan and BNP Paribas. James has completed a large number of IPOs, M&As and equity market transactions during his banking career and while working at the Stock Exchange. James also focuses on pre-IPO fund raising and preparation of the Company for IPO.

  • Alissa Man

    Alissa Man started her career in the media industry. Alissa was the Market Development Manager with the Italian publisher Swan Group Srl. which publishes an array of top-notch magazines, including MONSIEUR, Arbiter and Spirit diVino. She is instrumental in bringing the luxury lifestyle magazine Spirit diVino to Asia. Alissa has branched out into the finance industry in recent years. Prior to joining Shanggu Securities, she assisted a team of fund mangers in setting up a private equity fund, due diligence of investment projects and industry analysis at an asset management firm.

  • Ernest Leung
    Head of Wealth Planning and Management

    As a well-known stock market analyst and options strategist in Hong Kong, Mr. Leung Yin Wing is very good at comprehensively analyzing the rise and fall of the market based on the macro economic data and technical indicators of the stock and futures markets, and provide investors with professional investment advice. Affected by the intensified Sino-US trade friction and other factors, the Hong Kong stock market has been volatile in recent years and investor confidence has been frustrated. With his professional knowledge and rich experience, Mr. Leung has continued to predict the market trend in combination with the international situation and provide investors with the Hang Seng Index and the S&P500 Index market forecasts and analysis for reference. He has also repeatedly provided correct trends of gold and foreign currencies by setting a range for investors to sell and buy. Unlike a purely technical or purely macroeconomic analysis expert, Mr. Leung's analysis and prediction continue to be quite accurate. Investors can easily find Mr. Leung's articles published in the Oriental Daily on the Internet to review the accuracy of his predictions on the above markets.

  • Cesar Han
    Managing Director

    Cesar worked at UBS from 2011 to 2018. During his tenure as Executive Director, he was active with Chinese companies listed on the Hong Kong Stock Exchange. He participated in transactions including IPO advisory, debt issuance, convertible bond issuance, rights issue as well as various kinds of M&As. He has experience educating clients on equity fundraising options, conducting corporate restructuring, building marketing stories and helping clients understand transaction structures and pricing in conjunction with the UBS’s capital markets team for public market transactions. For private market and M&A transactions, his role included also negotiations between parties.

  • David Koay

    David Koay is an analyst and investment manager with over 12 years experience in the capital markets industry. He previously worked in a securities firm and fund management company as an investment analyst. He currently works as an investment manager for a PE fund. He has a Bachelor’s Degree in Electrical Engineering from University of Sheffield and Masters in Finance & Investments from University of Nottingham.